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Apply in 3 Minutes! Compliance Officer

Tipsons GroupIndia

5 hours ago

Job description

Ensure compliances with respect to SEBI Guidelines.

Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.

Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)

Assisting the team in organizing, preparing agenda for and recording minutes of board meetings and general meetings.

Compliance Officer • India