BFSI Regulatory-Manager / Assistant Manager

Role & responsibilities

For Manager role

• Lead and supervise the day-to-day regulatory compliance (applying for licenses with the RBI, regular compliance filings with the RBI) and advisory assignments.
• Accountable for the entire assignment such as timely delivery, quality of the deliverable, etc.
• Expected to build positive client relationships and demonstrate understanding of the clients requirements and business.
• Qualities of leadership, as the person will be responsible for allocation of work within the team, performance of the team, identification of training and development needs within the team.
• Supervise effectively junior team members and take responsibility for reviewing their work
• Assist senior members of the team on prospective client pursuits.
• Proactively identify new areas where the Firm can leverage with the existing client.
• Review of regulatory applications e.g. NBFCs, Banking Applications, etc.
• Be up to date on developments in regulatory space NBFC, Bank Regulations, etc.
• Take a major role in sharing knowledge and supporting the development of team members.

For Assistant Manager role

Preferred candidate profile

Skills Required

Regulatory Compliance, Client Management, Analytical Skills