Trustee Officer - Asset Management

Job Responsibilities :

Assist the Trustees and discharge the activities assigned.

• Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company.
• Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund.
• Ensuring various Compliances as per SEBI Regulations on day-to-day basis, internal compliance systems including PIT regulations etc.
• Ensuring due diligence on the responsibilities of Trustees specified by SEBI vide Regulation, Guidelines and Circulars issued from time to time.
• Liaison with the Compliance department of the AMC
• Monitor the Action taken report prescribed by the Trustees and follow up action.
• To act as the Link between SEBI and Trustee Directors
• Arrangements for Board Meetings of Trustee Co.
• Drafting minutes of Board meeting and Committee meetings of Trustee Company.
• Co-ordination of Statutory Audit, SEBI Audit, Internal Audit, etc.
• Co-ordination with Auditors appointed for special audits, etc.
• Ensuring timely implementation of SEBI circulars w.r.t Trustee’s obligations.
• Preparation of Trustee report to unitholders and timely circulation.
• Preparation of Trustee reports to be filed with SEBI, etc.
• Ensuring timely compliances, reporting and submissions as applicable to Trustee Company.

KNOWLEDGE / SKILLS / EXPERIENCE