Manager, Markets Trade & Regulatory Control,VC

This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly.

Job Summary

Markets Trade & Regulatory Control function responsible to enable Proactive Risk Management via execution of trade and regulatory controls across Markets Business, that adhere to Regulatory guidelines and uphold high standards of operational integrity. We are trusted partners to Markets Business delivering superior risk management practices, Control execution and generate data driven actionable insights to drive informed decision making.

Key Responsibilities

• Oversight and Delivery for Global Trade Validation Control involving deal review against external source supporting OTC (FX, rates, Credit, Commodity & Equity derivative business), Forex and Security business. Execute Controls and Reporting, to ensure Risk is captured accurately in compliance to product Booking models.
• Front office Supervision Controls to perform surveillance on Trading risk positions, trade capture timelines, Regulatory Compliance, Electronic trading platform supervision and Rogue trading Controls.
• Exception management Controls across FOBO / FOFO reconciliation and Interface system exception monitoring and reconciliation break resolution to ensure data integrity and completeness.
• Partner with technology for the system re-platforming project to build effective Control design which is volume scalable and cost effective.
• Lead New business enablement and product onboarding, partner to deliver strategic initiatives and ensure Operational readiness.
• Ensure key risk remediation, day-to-day risk monitoring and ensuring timely escalation to mitigate risk exposure.
• Collaborate with Front Office including Trading and Sales Desks and Business COO to strengthen Business growth and Control framework.
• Excellent stake holder managements skills & build strong relationship with internal teams across Operations, Risk and Technology to facilitate efficient Collaboration and speedy resolution of issues.
• Drive continuous improvement and innovations, Partner with Technology to deliver Transformation.
• Work with Business COO to identify booking model improvements and drive efficiency forums.
• Achieve Regulatory and Conduct Compliant Middle Office model through a strong understanding of current rules and anticipation of upcoming regulations.
• Adherence to Global Risk Framework standards of implementation and process management
• Oversight of Daily Productivity, KPI, KCI and Capacity metrics

Strategy

Business

Markets Business & Client Solutions was established in 2024 aligned to CIB Markets COO Organisation, following Organisation restructure across global Financial Market Operations.

Business & Client Solutions team provides our Clients, Front Line business, and local management boards a suite of integrated trade and client lifecycle solutions that are protected by our proactive risk management capabilities, made highly accessible and available across our global network footprint.

Our Identity & Purpose

Optimise & Scale : We drive improvement in our processes and influence process changes to support business and client outcomes. We challenge existing process and strive for continuous improvements to meet client and business expectations.

Processes

People & Talent

Risk Management

Governance

Regulatory & Business Conduct

Key stakeholders

Qualifications

Skills And Experience

About Standard Chartered

We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we can't wait to see the talents you can bring us.

Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours. When you work with us, you'll see how we value difference and advocate inclusion.

Together We

What We Offer

In line with our Fair Pay Charter, we offer a competitive salary and benefits to support your mental, physical, financial and social wellbeing.

Skills Required

Otc Derivatives, Excel