PMS Compliance Officer & Company Secretary
Stellar Capital Managementpanchkula, India17 hours ago
Job descriptionLead end-to-end compliance processes and liaisoning across SEBI, RoC, and other regulatory bodies, including for initial PMS license procurement Proactively anticipate regulatory changes and adapt compliance processes ahead of formal announcements Undertake the responsibilities of our designated company secretary Coordinate closely with external CA, legal advisors, and internal stakeholders to uphold impeccable corporate governance Manage internal financial operations Experience : 5+ years in compliance and operations for a SEBI-registered PMS, with a track record of successfully navigating regulatory audits Education : Qualifications in CS (eligible to be the designated CS) Versatility : Enthusiastic about proactively taking ownership of diverse responsibilities across compliance and operations Bonus : Zero-to-one experience at fintech startups and interest in staying fluent in modern AI tools
Company Description
At Stellar ( we're building AI-powered wealth management for modern Indians.
Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients experience hyper-personalized investment management with unmatched transparency and convenience.
Compensation Highlights
- Top-of-market cash compensation
- Free access to Stellar's employee-only investment fund
Role Description
We are recruiting for a versatile PMS Compliance Officer & Company Secretary :
Compliance Ownership
Governance, Legal, and Finance Coordination
Preferred Background
Stellar Culture
Fulfilment through the best work of our lives
Pursuit of Excellence
We are not a family; we are a high-performance sports team- and our sport is solving users' problems
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Company Secretary • panchkula, India
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