Compliance Manager-Delhi NCR

Job Description

Regulatory & Statutory Compliance

• . Ensure compliance with RBI regulations, Companies Act, FEMA, PMLA, SEBI, and other applicable laws for

NBFCs.

• . Monitor changes in regulations and implement required policy / procedure updates.
• . Prepare and file statutory returns (RBI, MCA, FIU, etc.) within timelines.
• . Manage regulatory inspections, audits, and liaise with RBI and statutory bodies.

Internal Compliance & Governance

• . Draft, review, and update compliance policies, SOPs, and internal controls.
• . Conduct regular compliance risk assessments across business functions.
• . Ensure compliance in areas like KYC / AML, fair lending practices, credit monitoring, and outsourcing

guidelines.

• . Oversee company secretarial compliances (Board / Committee meetings, filings, resolutions).

Monitoring & Reporting

• . Develop compliance dashboards and reports for senior management and the Board.
• . Highlight compliance risks and provide corrective action plans.
• . Support the design and monitoring of internal audits and risk management frameworks.

The Successful Applicant

• . Strong knowledge of NBFC regulatory framework, PMLA, KYC / AML, FEMA, Companies Act.
• . Good understanding of internal control frameworks and risk management practices.
• . Excellent stakeholder management and communication skills.
• . Ability to work under pressure with high attention to detail.

What's on Offer

Competitive salary and great organisation to work with.