Key Deliverables :
- Execute compliance testing programs for financial products and services
- Assess design and effectiveness of internal controls and regulatory adherence
- Develop test scripts and evaluate outputs with the compliance team
- Document findings and provide actionable insights to mitigate control gaps
Role Responsibilities :
Collaborate with product teams to identify regulatory risksConduct walkthroughs and assess control designAnalyze data and interpret compliance issues using SQL and ExcelPrepare concise reports on review outcomes and regulatory gapsSkills Required
Risk Management, Aml, Kyc, Sql