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Compliance Officer [Apply in 3 Minutes]

Compliance Officer [Apply in 3 Minutes]

The Premier Consultants ( Recruitment Company )India
15 hours ago
Job description

We're Hiring! – Compliance Officer (RTA Services)

Location : Mumbai |

Full-Time | 5 Days | Work from Office (WFO)

Are you a compliance professional with strong knowledge of SEBI regulations (AIF / PMS) and experience in RTA operations? Join a dynamic team where your expertise in financial compliance and regulatory frameworks will make a direct impact.

Key Responsibilities :

  • Ensure compliance with SEBI, Companies Act, and other regulations for RTA functions.
  • Draft and update internal compliance policies for services like share transfers, dividend disbursements, and record-keeping.
  • Handle KYC / AML compliance and data privacy requirements.
  • Conduct internal audits and assist with SEBI inspections.
  • Address investor grievances in line with regulatory norms.
  • Act as liaison with regulatory authorities for inspections and inquiries.
  • Support client compliance with SEBI AIF / PMS requirements.
  • Assist with internal restructuring and regulatory projects.

✅ What We’re Looking For :

  • Experience : 3–5 years in RTA services or financial compliance roles
  • Education : Bachelor’s degree in law, Finance, Commerce (Mandatory)
  • Skills :

  • Strong grasp of SEBI norms, KYC / AML regulations
  • Excellent communication (verbal & written)
  • Attention to detail, integrity, stakeholder management
  • Familiarity with compliance / audit tools
  • If you’re passionate about regulatory compliance and want to work in a fast-paced, growth-oriented environment – we’d love to connect.

    Apply now by sending your resume to -nidhi@thepremierconsultants.com!

    #Compliance #SEBI #KYC #AML #RTA #ComplianceOfficer #FinanceJobs #LegalJobs #RiskManagement #Audit #MumbaiJobs #WeAreHiring #NowHiring #JoinOurTeam #HiringAlert #AIF #PMS #AlternateInvesmentFund

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    Compliance Officer • India

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