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Compliance Officer

Compliance Officer

Intellectual Capital HR Consulting Pvt. Ltd.India
30+ days ago
Job description

Job Title : Manager - AIF Cat III & Fund Management Entity (FME) / Compliance Officer

Location : GIFT City, Gujarat

Reporting to : Group CFO

Key Responsibilities :

2. Compliance & Regulatory Reporting

  • Ensure ongoing compliance with SEBI AIF Regulations, IFSCA (Fund Management) Regulations, Companies Act, FEMA, and other applicable GIFT City guidelines.
  • File periodic reports, including monthly, quarterly, and annual filings with IFSCA
  • Assist in drafting and maintaining compliance manuals, SOPs, and internal policies.
  • Ensure timely submission of regulatory forms, including AIF returns, KYC, and AML reporting.
  • Coordinate with auditors, legal advisors, tax consultants, and regulators.

4. Others

  • Manage documentation including board minutes, investor communications, and vendors & service provider agreements.
  • Support in organizing board and investor meetings, keeping minutes, and ensuring necessary resolutions are passed and filed.
  • Maintain physical and digital filing systems for statutory and operational documents.

    • Candidate Profile : CA / CFA / CS / MBA Finance with 5 years+ experience (relevant experience is preferred)

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