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Compliance Manager
Compliance ManagerPeoplefy • dehradun, uttarakhand, in
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Compliance Manager

Compliance Manager

Peoplefy • dehradun, uttarakhand, in
20 hours ago
Job description

Title : Manager – Compliance Oversight & Portfolio Monitoring

Location : Bangalore

Experience : 12+ Years

Overview :

Seeking an experienced compliance leader to oversee portfolio monitoring, structured finance operations, and guideline compliance across multi-asset portfolios, including CLO / CDO and trade finance.

Key Responsibilities :

  • Oversee daily portfolio compliance, reconciliations & guideline monitoring
  • Interpret fund documents, deal indentures & code compliance rules
  • Manage CLO / CDO cashflows, warehouse fundings & drawdowns
  • Identify & resolve compliance risks and breaches
  • Prepare reports for investors, trustees & rating agencies
  • Lead audits, regulatory reviews & data governance
  • Manage and mentor a team of 8–10

Requirements :

  • 12+ years in investment compliance or structured finance
  • Strong exposure to CLO / CDO, structured products & cashflow / waterfall modelling
  • Experience with systems like Charles River, Bloomberg AIM, Aladdin, Solvas, Clearwater, etc.
  • Strong analytical, decision-making & leadership skills
  • Bachelor’s degree required; CFA / FRM / CAIA preferred
  • Ideal Candidate :

    Technically strong, process-driven, collaborative leader with deep structured finance expertise.

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    Compliance Manager • dehradun, uttarakhand, in

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