Global Banking and Markets Public -Operational Risk -Bengaluru-Analyst

eam Overview :

GBM Supervisory Risk and Controls team is a First Line risk management function and manages business controls covering supervisory related risks arising from both Equities and Fixed Income Currency & Commodities (FICC) sales & trading activities, as well as pre-trade and post-trade controls for different regulatory obligations in the Global Banking & Markets (GBM) division. The team focuses on control design, implementation and enhancements to ensure risk in GBM is appropriately mitigated.

Roles and Responsibilities

Develop subject matter expertise on business controls and support coverage to effectively investigate and remediate business control issues that arise

• Support development of key metrics to measure effectiveness of the business control framework
• Build relationships with Sales / Trading including regular meetings with Supervisors to discuss their team’s regulatory compliance exceptions.
• Work with Compliance and Legal on matters relating to regulatory compliance and conduct.
• Contribute to strategic initiatives to streamline pre-trade, trade and supervisory control design, workflows and processes across obligations
• Represent the team in all necessary forums for the business controls covered within the region including operating risks & control groups, as well as Management & Strategy (M&S) committees when needed
• Monitoring and Oversight of Control Actions and Control Effectiveness
• Execute the data governance framework, policies, standards, and guidelines

Basic Qualifications :

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