Marketing Compliance

Greetings from CES!!!

We're currently looking for an Analyst / Team Lead / AM - Marketing Compliance and I think you could be a good fit. We are looking for 6+ years of experience in Marketing Compliance, I'd like to tell you a little more about this position and learn a few things about you as well. Are you available for a quick call If so, I'd be happy to set up a call. I'm also happy to coordinate or answer any questions you may have via LinkedIn if you prefer.

Shift Timings : 2 : 00 PM IST to 11 : 00 PM IST

Job Title : Senior Analyst / Team Lead / AM - Marketing Compliance

Location : Hyderabad (Hybrid Model) / Remote

Job Overview :

• To provide support for compliance review of marketing materials
• Experience in FINRA & SEC Marketing Rules
• The materials include Generic pitchbook, Custom pitchbook, Quarterly reports, Media communications, RFI / RFP and DDQ etc.
• Client uses ACA's Compliance Alpha tool for the reviews
• Workflow involves compliance review and approval of marketing materials on the tool with adherence to specific TAT requirements - 48 hours for rush and 72 hours for standard reviews

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Skills Required

FINRA SEC Marketing Rules, ACA's Compliance Alpha tool