Compliance and Governance Specialist

Company Description

PROFES CAPITAL INSIGHTS is a prominent investment advisory firm dedicated to guiding individuals, families, and institutions in achieving their financial goals. Backed by a team of experienced investment professionals, the firm provides expert insights, comprehensive market analysis, and practical advice. PROFES CAPITAL INSIGHTS specializes in investment strategies, wealth management, and financial planning. We aim to provide every client with personalized solutions tailored to their unique financial needs.

Role Description

This is a full-time on-site role for a Company Secretary / Semi Qualified / Trainee at PROFES CAPITAL INSIGHTS based in Delhi, India. The Company Secretary will manage the firm's corporate governance and compliance requirements, maintain statutory records, prepare board meetings and resolutions, and ensure adherence to regulatory standards. Other responsibilities include liaising with legal advisors and regulatory authorities, drafting agreements, and facilitating communication between stakeholders and the management team.

Qualifications

• Expertise in Corporate Governance, Compliance Management, and Regulatory Filings
• Proficiency in Legal Drafting, Documentation, and Record Maintenance
• Strong Organizational, Communication, and Interpersonal Skills
• Problem-solving abilities and attention to detail
• Familiarity with corporate laws and regulations relevant to investment advisory firms
• Experience in preparing agendas and coordinating board or committee meetings
• Ability to work independently and meet deadlines efficiently