Manager CompliancequestW • surat, gujarat, in
No longer accepting applications
Manager Compliance
questW • surat, gujarat, in
1 day ago
Job descriptionMonitor changes in regulations and implement required policy / procedure updates. Prepare and file statutory returns (RBI, MCA, FIU, etc.) within timelines. Manage regulatory inspections, audits, and liaise with RBI and statutory bodies. Draft, review, and update compliance policies, SOPs, and internal controls. Conduct regular compliance risk assessments across business functions. Ensure compliance in areas like KYC / AML, fair lending practices, credit monitoring, and Oversee company secretarial compliances (Board / Committee meetings, filings, resolutions). Develop compliance dashboards and reports for senior management and the Board. Highlight compliance risks and provide corrective action plans. Support the design and monitoring of internal audits and risk management frameworks. Provide compliance advisory to business and operations teams. Conduct awareness sessions for employees on regulatory obligations, AML / KYC, data privacy, and ethical standards
This is a full time role with our global client in Gurgaon.
KRAs -
Regulatory & Statutory Compliance
- Ensure compliance with RBI regulations, Companies Act, FEMA, PMLA, SEBI, and other applicable
laws for NBFCs.
Internal Compliance & Governance
outsourcing guidelines.
Monitoring & Reporting
Training & Advisory
Knowledge and skills -
Strong knowledge of NBFC regulatory framework, PMLA, KYC / AML, FEMA, Companies Act.
Good understanding of internal control frameworks and risk management practices.
Excellent stakeholder management and communication skills.
Ability to work under pressure with high attention to detail.
Education-
Chartered Accountant / Company Secretary / LLB / MBA (Finance / Compliance) preferred.
6+ years onwards in NBFC / Banks / Financial Services with hands-on exposure to RBI compliance
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Compliance Manager • surat, gujarat, in