Enhanced Due Diligence Analyst

Job Description - Quality Control - Associate

Experience Range : From 3 -5.5 years

Preferred Knowledge :

KYC Quality Control ("QC") Analyst works to ensure high quality standards are maintained for KYC and Enhanced Due Diligence (EDD) casework conducted by KYC analysts. The QC operates in a team environment and has regular interaction with Business, Operations and AML Compliance management, as well as QA teams.

Responsibilities :

• Review cases for adherence to EDD procedures and ensure analyst conclusions are clear, complete and supported by the information in the file.
• Identify and escalate critical issues to the SME and KYC Manager.
• Assist in identifying problem areas and risks associated with processes and make recommendations to improve quality of KYC analyst file work.
• Serve as a key support resource for delivering training and guidance to KYC analysts.
• Decrease regulatory and reputational risk by exercising sound judgment in approving / rejecting submitted cases.
• Maintain proactive communication with Senior Management including periodic updates on engagement progress and identified or potential issues.

Skills :