Head of Compliance

Key Responsibilities

• Regulatory Compliance (RBI & Other Authorities)
• Develop, implement, and maintain compliance programs in line with RBI regulations for PA, cross-border PA, and PPI license holders.
• Act as the primary point of contact with RBI and FIU-IND for compliance, AML / CFT reporting, and regulatory inspections.
• Monitor and interpret regulatory developments; advise management and business units on compliance obligations.
• Ensure timely submission of regulatory returns, reports, and notifications to RBI and other authorities.
• Oversee compliance with Payment and Settlement Systems Act, Prevention of Money Laundering Act (PMLA), FEMA, and other relevant statutes.
• AML / CFT Framework
• Establish and oversee AML / CFT policies, procedures, and systems, including risk-based KYC, CDD, EDD, and transaction monitoring.
• Ensure timely reporting of STRs (Suspicious Transaction Reports) and CTRs (Cash Transaction Reports) to FIU-IND.
• Conduct AML / CFT risk assessments and ensure controls are effective across business lines.
• Maintain and update sanctions screening processes (OFAC, UN, EU, domestic lists) for all customers and transactions.

Governance & Oversight

Strategic Business Partnership

Qualifications & Experience

Key Skills :