Accountant, Junior Accountant, Accounts Officer, Finance Executive

• Assist in internal audit of Depository Participant (DP) operations as per CSDL norms
• Verify KYC documentation, account opening forms client records
• Review demat account processes, transaction statements reconciliations
• Check compliance with SEBI / CSDL circulars operating instructions
• Identify gaps, observations non-compliances
  
  

Documentation Reporting

Preparation of audit working papers and checklists

Drafting internal audit reports and observations

Maintaining audit documentation evidence files

Follow-up on audit observations corrective actions

• Coordinate with DP officials / clients for data clarifications
• Liaise internally with audit seniors / partners
• Support during concurrent / internal / regulatory audits
  
  

This job is provided by Shine.com
Skills Required
Audit Documentation, Reconciliations