Control Management Associate

Are you passionate about driving operational excellence and managing risk in a dynamic environment As a Control Management Associate within our Control Management Team, you'll play a pivotal role in shaping a robust and sustainable control framework for our business. This is your opportunity to become a trusted Subject Matter Expert, partnering with stakeholders across the organization to ensure our programs meet the highest standards of governance, compliance, and risk management.

Job Summary

As a Control Management Associate within the Control Management Team, you will be responsible for managing the assigned program governance to ensure that the business has a sustainable and disciplined end-to-end control environment, to identify and / or escalate exceptions, and to partner with the business to ensure exceptions are remediated in a timely manner.

Job responsibilities :

• Be a Subject Matter Expert (SME) for Control and Operational Risk Evaluation (CORE) system and manage the governance program including liaise with central team, control evaluation, quality assurance, annual sign-off, compliance and operational risk commentary etc.
• Be a SME for models governance for the LOB and support business in managing the model risk, including inventory maintenance, usage confirmation management and related reporting.
• Manage the User Tool and Intelligent Solutions governance program end to end, including quarterly Quality Assurance, annual assessment, monthly reporting, liaise with business champions and central team etc.
• Manage the Consecutive Leave program to comply with the firmwide policy requirements, including applicability assessment and related reporting.
• Support onshore team in Office of Legal Obligations (OLO) related activities like, inventory maintenance, Quality Assurance, annual sign-off etc.
• Stay informed about changes in applicable policies, standards, and procedures, analyze their impact on existing risks and controls, and implement accordingly.
• Provide regular updates to senior management on the program governance and exceptions, including preparing materials for risk and control forums.
• Demonstrate adaptability by responding to various needs, ensuring timely and sustainable delivery.
• Support business teams with various ad-hoc requests and activities related to risk and control, including Legal Entity tagging, Legal Obligation tagging, and implementing firmwide program changes.
• Support Head of TCIO India in India risk and control agenda.

Required qualifications, capabilities and skills

Skills Required

Quality Assurance