Process Expert

Job Description :

• Good knowledge & Understanding of AML / KYC / BSA / UK / EU regulations) and other local act regulatory requirements across geographies.
• Hands on experience on working on any regulatory requirements such as DFA, EMIR, MIFID, FATCA, CRS, SFTR, HKMA and MAS.
• Good Knowledge and understanding of Captial Markets products and services such as Fixed Income, Equities, FX, Derivatives, commodities, CDO, DCM.
• Assess the client data and documents to identify if the client meets regulatory requirements across jurisdictions
• Review if all the necessary document, static data and corresponding evidences are on file to comply with regulatory requirement.
• Strong collaborative abilities with various banking business areas Sales / Relationship Managers, Compliance & Audit teams.
• Check for correctness, including validation of client and completeness of documents received against existing regulations.
• Remediate the findings in line with bank's policies and procedures.
• Reports compliance & control exceptions and deficiencies to the Managers.
• Develop expert knowledge in regulatory requirements, processes, and systems across global jurisdictions, Perform reconciliation and exception management as per the various regulatory requirements.

Skills Required

Aml, bsa, AML KYC, Dcm