Role : Compliance Officer
Location : Delhi
Qualfication : CS
Experience : 7 to 8 Years
Job Description :
- Ensure company-wide compliance with all applicable IRDAI regulations and insurance laws.
- Develop, implement, and update compliance policies, procedures, and SOPs.
- Track regulatory updates and ensure timely communication and implementation across departments.
- Review and approve marketing materials and collaterals to ensure compliance.
- Conduct internal compliance reviews and audits; identify and address areas of non-compliance.
- Recommend corrective actions and monitor their implementation to ensure timely resolution.
- Prepare periodic compliance reports for senior management and the Board.
- Maintain comprehensive records of compliance activities and dashboards.
- Ensure documentation is audit-ready for inspections by regulators.
- Establish and monitor internal controls to support an effective compliance framework.
- Drive automation initiatives for compliance tracking and alerts to internal stakeholders.
- Stay updated with the latest IRDAI circulars and regulatory changes.
- Prepare presentations and reports for leadership with compliance insights and strategies.
Education
Company Secretary
Skills Required
sebi regulations