Title : Manager – Compliance Oversight & Portfolio Monitoring
Location : Bangalore
Experience : 12+ Years
Overview :
Seeking an experienced compliance leader to oversee portfolio monitoring, structured finance operations, and guideline compliance across multi-asset portfolios, including CLO / CDO and trade finance.
Key Responsibilities :
- Oversee daily portfolio compliance, reconciliations & guideline monitoring
- Interpret fund documents, deal indentures & code compliance rules
- Manage CLO / CDO cashflows, warehouse fundings & drawdowns
- Identify & resolve compliance risks and breaches
- Prepare reports for investors, trustees & rating agencies
- Lead audits, regulatory reviews & data governance
- Manage and mentor a team of 8–10
Requirements :
12+ years in investment compliance or structured financeStrong exposure to CLO / CDO, structured products & cashflow / waterfall modellingExperience with systems like Charles River, Bloomberg AIM, Aladdin, Solvas, Clearwater, etc.Strong analytical, decision-making & leadership skillsBachelor’s degree required;CFA / FRM / CAIA preferred
Ideal Candidate :
Technically strong, process-driven, collaborative leader with deep structured finance expertise.