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Tip Sons - Compliance Officer

Tip Sons - Compliance Officer

Tip SonsAhmedabad, India
28 days ago
Job description

About the Job

  • Ensure compliances with respect to SEBI guidelines.
  • Monitor changes in relevant legislation and the regulatory environment and take appropriate action.
  • Carry out periodic reviews to ensure legal compliances of trading membership (exchange compliances, SEBI compliances, Companies Act).
  • Assist the team in organizing, preparing agendas, and recording minutes of board meetings and general meetings.
  • Liaise with regulatory authorities, auditors, and internal teams to ensure smooth compliance management.
  • Draft, review, and update compliance policies and frameworks as per regulatory requirements.
  • Provide training and guidance to teams on compliance-related matters.

Skillsets Required

  • In-depth knowledge of SEBI regulations, Companies Act, and exchange compliances.
  • Strong understanding of compliance frameworks and corporate governance.
  • Proficiency in regulatory reporting and statutory filings.
  • Excellent drafting, documentation, and record-keeping skills.
  • Strong analytical, problem-solving, and decision-making abilities.
  • Effective stakeholder management and communication skills.
  • Attention to detail and ability to manage multiple compliance requirements.

    • (ref : iimjobs.com)

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