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Compliance Officer

Compliance Officer

SKS Enterpprises - Human Resource Planning and Managementnagpur, maharashtra, in
13 hours ago
Job description

Position Name - Compliance Officer-AIF

Location - Gift City, Gandhinagar

Experience Range - 5-8 yrs

Mandatory Requirement :

  • Ensure end-to-end compliance with IFSC regulations , corporate laws, and other regulatory frameworks

Job Roles and Responsibilities :

  • Ensure full compliance with all regulatory requirements under SEBI and / or IFSCA jurisdictions.
  • Supervise investor onboarding, KYC / AML checks, due diligence of portfolio companies, and reporting.
  • Monitor, interpret, and implement regulatory changes in internal policies and procedures.
  • Coordinate with trustees, auditors, valuers, fund administrators , and other stakeholders.
  • Track and maintain compliance with SEBI AIF / IFSCA FME regulations , PMLA / AML-CFT rules , cybersecurity , and data protection norms .
  • Maintain and update compliance manuals, policies, checklists, and calendars for all entities.
  • Escalate material compliance risks or breaches to senior management and support remediation.
  • Oversee KYC / CDD for investors and portfolio companies, conduct PEP / sanctions screening , and file STRs / CTRs with FIU-IND as required.
  • Prepare and file regulatory reports.
  • Coordinate and support regulatory audits, inspections, and investor reporting , ensuring timely and accurate submissions.

    • Qualification and Experience :

    Bachelor’s degree in Law, Finance, Commerce, or a related discipline

  • Professional credentials desirable (CA / CS / CFA / MBA / relevant certification)
  • Prior experience (typically 3 years) in compliance / regulatory roles in funds, asset management, private equity, banking or financial services
  • Familiarity with SEBI AIF regulations, IFSCA FME regulations, PMLA / AML-CFT rules, beneficial-ownership norms, sanctions / PEP screening, cyber-resilience requirements
  • Strong analytical and documentation skills; ability to interpret and operationalize legal / regulatory requirements
  • Effective verbal and written communication skills; ability to present and liaise with senior management and external stakeholders
  • High level of integrity, confidentiality, and ethical standards
  • Experience in investor onboarding, due diligence, background verification
  • Knowledge of international AML / sanctions frameworks
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    Compliance Officer • nagpur, maharashtra, in

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