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Head of Compliance

Head of Compliance

The Premier Consultants ( Recruitment Company )India
1 day ago
Job description

Currently we are hiring Head of Compliance for Housing Finance Industry.

Role : Compliance Head

Location : Mumbai – Lower Parel

Industry preferred : BFSI

Job Summary :

We are seeking a seasoned Compliance and Risk Management professional with deep experience in the housing finance sector. The ideal candidate will be responsible for implementing and monitoring risk-based compliance frameworks, ensuring adherence to NHB , RBI , and other regulatory bodies, and driving policy development across business units. This role is critical in maintaining a strong governance culture within a Housing Finance Company.

Key Responsibilities :

1. Compliance Testing & Risk Management :

  • Lead the design and execution of risk-based compliance testing plans to evaluate the effectiveness of policies, procedures, and internal controls.
  • Conduct thematic reviews and assessments of new products or business initiatives, ensuring alignment with NHB and other regulatory guidelines.
  • Maintain detailed documentation and prepare comprehensive reports outlining test results, gaps, and remediation measures.

2. Regulatory Liaison & Reporting :

  • Serve as the key point of contact for NHB , RBI , and other financial regulators, providing timely responses to queries and ensuring compliance with regulatory expectations.
  • Manage preparation and submission of regulatory reports, including Risk-Based Supervision (RBS) and inspection requirements.
  • Review and update compliance policies across housing finance operations to remain aligned with evolving regulatory norms.
  • 3. Stakeholder Collaboration & Governance :

  • Advise senior management and business units on compliance matters, regulatory risks, and process improvements.
  • Work cross-functionally to resolve compliance breaches or risks and escalate significant findings to relevant governance committees.
  • Drive a culture of compliance through strong collaboration with internal audit, risk, and business teams.
  • 4. Policy Frameworks & Training :

  • Develop, implement, and maintain compliance frameworks and operational policies specifically designed for the housing finance sector.
  • Coordinate training programs across departments to ensure widespread awareness of regulatory obligations, especially NHB and AML / KYC standards.
  • 5. Reporting & Analytics :

  • Consolidate compliance reports from branches and departments and present insights to senior management and the board.
  • Monitor compliance dashboards and key risk indicators, identifying potential issues proactively and recommending mitigation strategies.
  • Qualifications : Education :

  • Bachelor’s degree in Law, Master of Commerce, or Company Secretary (CS).
  • Professional certifications in Compliance , Risk Management , or KYC / AML preferred.
  • Experience :

  • Experience in Compliance, Risk, or Regulatory Affairs within the housing finance or banking / financial services industry.
  • Demonstrated experience in dealing with NHB regulations , including inspections, audits, and compliance reporting.
  • Skills :

  • In-depth knowledge of NHB , RBI, SEBI, FEMA, and other applicable financial regulatory frameworks.
  • Strong leadership, analytical, and stakeholder management abilities.
  • Excellent communication and report-writing skills, with the ability to distill complex compliance matters for senior audiences.
  • Interested candidate share your CV on

    #ComplianceManager #RiskManagement #HousingFinance #NHB #RBICompliance #SEBI #FEMA #RegulatoryCompliance #Audit #KYCAML #Governance #PolicyDevelopment #InternalControls #FinancialRegulations #ComplianceTesting #RegTech #OperationalRisk #CorporateGovernance #LegalAndCompliance #RiskBasedSupervision #HFCJobs #FinanceCareers #MumbaiJobs #ComplianceLeadership #FinancialServicesCareers #ComplianceOfficer #NBFC #BankingJobs #CrossFunctionalCollaboration

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    Head Of Compliance • India

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