Associate (AVP) – Compliance, Societe Generale Securities India (Mumbai)

Associate (AVP) – Compliance, Societe Generale Securities India (Mumbai)

Compliance Permanent contract Mumbai, India Hybrid Reference 25000K50 Start date 2025 / 11 / 01 Publication date 2025 / 09 / 25

Responsibilities

Job Summary : To safeguard against Regulatory / Compliance risks and operations related to BSE, NSE and MCX exchange for cash, F&O segment, currency derivative segment and commodities segment within the regulatory / legal framework and complies with its applicable rules & regulations as well as with Societe Generale Group policies.

Main Responsibilities :

• To ensure filing of all regulatory reports in time with exchanges / SEBI / MCA.
• To review circulars or guidelines issued by SEBI / Exchanges / CCP / MCA on daily basis and ensure for completion in time by coordinating with other relevant departments
• To assist Head Compliance in Policies and Procedures and also on the guidelines issued by Exchanges / SEBI.
• To co-ordinate with other departments on regulatory inspection or internal audits / inspection.
• To work with regional teams on group projects and co-ordinate with regional business line for India related market and compliance issues.
• To prepare secretarial records in accordance with Company Law and organize Board / Committee meetings and coordinate with external retainer on Secretarial matters.
• To perform surveillance checks and Financial Crime checks
• To provide training to staff and to perform PS controls

Profile required

Academic Background (degree and major) :

Relevant Working Experience in number of years :

Skills & Competencies required : Minimum 8 years of overall work experience with 4-7 years of relevant experience in compliance function preferably from Broking firms.

Language Skills : English

Computer Skill : Excel, Word, Power point