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Urgent Search : PMS Operations & Compliance Officer (Company Secretary)

Urgent Search : PMS Operations & Compliance Officer (Company Secretary)

Stellar Capital ManagementIndia
11 hours ago
Job description

Company Description

At Stellar ( we're building AI-powered wealth management for modern Indians.

Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients experience hyper-personalized investment management with unmatched transparency and convenience.

Compensation Highlights

  • Top-of-market cash compensation
  • Free access to Stellar's employee-only investment fund

Role Description

We are recruiting for a versatile PMS Operations & Compliance Officer (Company Secretary) :

Compliance Ownership

  • Lead end-to-end compliance processes and liaisoning across SEBI, RoC, and other regulatory bodies, including for initial PMS license procurement
  • Proactively anticipate regulatory changes and adapt compliance processes ahead of formal announcements
  • Undertake the responsibilities of our designated company secretary
  • Operational Excellence

  • Oversee PMS fund operations : NAV reporting, digital KYC / AML, accurate fee processing, etc
  • Handle client interactions, sales support, onboarding processes, and grievance resolution
  • Governance, Legal, and Finance Coordination

  • Coordinate closely with external CA, legal advisors, and internal stakeholders to uphold impeccable corporate governance
  • Manage internal financial operations
  • Preferred Background

  • Experience : 5+ years in compliance and operations for a SEBI-registered PMS, with a track record of successfully navigating regulatory audits
  • Education : Qualifications in CS (eligible to be the designated CS)
  • Versatility : Enthusiastic about proactively taking ownership of diverse responsibilities across compliance, operations, finance, and client interactions
  • Bonus : Zero-to-one experience at fintech startups and interest in staying fluent in modern AI tools
  • Stellar Culture

    Fulfilment through the best work of our lives

    Pursuit of Excellence

    We are not a family; we are a high-performance sports team- and our sport is solving users' problems

    Talent Density

    We prefer to hire one AI-augmented superhuman over five average players- that's why we offer top-of-market compensation and free access to the employee-only fund

    Relentless Innovation

    Dare to solve daunting problems with first principles thinking, multidisciplinary ingenuity, resourcefulness, and grit

    The Fast and The Curious

    The speed of execution and improvement matters more than perfection

    Radical Candor

    Being kind is more important than being nice- say what people need to hear, not what you think they want to hear, and actively seek feedback

    Truth Alone Triumphs

    Change your mind when the facts change, and don't fool yourself with vanity metrics (Delulu is not the solulu)

    Pride in Craftsmanship

    What we build ends up building us- this is more than "just work"

    Fewer Rules Rule

    Thrive in freedom by being self-motivated, taking ownership, and always acting in Stellar's best interests

    Contact

    Share your resume directly with us at join@stellarcapital.ai .

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    Urgent Search Officer • India