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Compliance Officer (Urgent)

Compliance Officer (Urgent)

Tipsons GroupSurat, Gujarat, India
6 hours ago
Job description
  • Ensure compliances with respect to SEBI Guidelines.
  • Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.
  • Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)
  • Assisting the team in organizing, preparing agenda for and recording minutes of board meetings and general meetings.
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    Compliance Officer • Surat, Gujarat, India

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