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Regulatory Control Senior Advisor, AVP

Regulatory Control Senior Advisor, AVP

ConfidentialBengaluru / Bangalore, India
30+ days ago
Job description

Job Title : Regulatory Control Senior Advisor, AVP

Corporate Title : AVP

Location : Bangalore, India

Role Overview

  • As Team Leader within the Sanction Alert Investigations function, you will serve as a critical link between frontline investigators and senior management. You'll oversee day-to-day alert handling, provide technical guidance, and ensure consistent quality across investigations. This role is ideal for a seasoned investigator ready to step into leadership, champion operational excellence, and foster team development.
  • You'll be trusted to uphold regulatory standards, support governance reporting, and act as a role model for investigative rigour and ethical decision-making.

What we'll offer you

As part of our flexible scheme, here are just some of the benefits that you'll enjoy,

  • Best in class leave policy.
  • Gender neutral parental leaves
  • 100% reimbursement under childcare assistance benefit (gender neutral)
  • Sponsorship for Industry relevant certifications and education
  • Employee Assistance Program for you and your family members
  • Comprehensive Hospitalization Insurance for you and your dependents
  • Accident and Term life Insurance
  • Complementary Health screening for 35 yrs. and above

    • Your key responsibilities

    Operational Leadership :

  • Oversee daily workflow and alert queues, ensuring timely and accurate disposition.
  • Act as first point of escalation for complex or ambiguous cases.

    • Quality Assurance & Coaching :

  • Review investigation outputs for completeness, accuracy, and regulatory alignment.
  • Provide feedback, coaching, and training to team members.

    • Stakeholder Coordination :

  • Liaise with Compliance and Operations to resolve cross-functional queries.
  • Support the Team Manager in preparing MI and contributing to governance packs.

    • Process Improvement :

  • Identify inefficiencies and propose enhancements to alert handling procedures.
  • Contribute to system tuning and false positive reduction initiatives.

    • Risk Awareness & Escalation :

  • Stay informed on sanctions developments and emerging risks.
  • Escalate potential true matches and high-risk issues in line with escalation protocols.

    • Your skills and experience

  • Solid experience in investigations or financial crime compliance.
  • Working knowledge of global sanctions regimes and screening systems.
  • Excellent analytical and written communication skills.
  • Demonstrated ability to coach peers and uphold quality standards.
  • Comfortable navigating ambiguity and making sound judgment calls.

    • How we'll support you

  • Training and development to help you excel in your career.
  • Coaching and support from experts in your team.
  • A culture of continuous learning to aid progression.
  • A range of flexible benefits that you can tailor to suit your needs.

    • About us and our teams

    Please visit our company website for further information :

    https : / / www.db.com / company / company.htm

    Skills Required

    Written Communication, Investigations

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