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Pms Consulting
chief Compliance Officer _NBFC CompanPms Consulting • Delhi
chief Compliance Officer _NBFC Compan

chief Compliance Officer _NBFC Compan

Pms Consulting • Delhi
24 days ago
Job description

Key Responsibilities:

  • Oversee and ensure the organization's full compliance with applicable regulatory and statutory requirements, especially those prescribed by the Reserve Bank of India (RBI)
  • Develop, implement, and monitor a robust compliance framework tailored for NBFC operations
  • Ensure timely reporting to regulators and handle all regulatory inspections, audits, and reviews
  • Advise the Board and senior management on emerging compliance risks and regulatory developments
  • Design and enforce company-wide compliance policies, processes, and controls
  • Conduct regular compliance training and awareness programs across all departments
  • Review and update compliance manuals, internal control mechanisms, and risk mitigation frameworks
  • Monitor adherence to RBI's Fair Practices Code, KYC/AML guidelines, outsourcing norms, and governance standards
  • Liaise with legal teams, internal auditors, and external consultants to strengthen the compliance environment
  • Maintain strong documentation and audit trails for all regulatory correspondences and filings


Skills Required
policy development , Risk Assessment, Data Analysis, regulatory knowledge, Compliance Auditing
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Chief Compliance Officer _NBFC Compan • Delhi

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