Associate Manager II - Compliance Monitoring

About Navi

We are on a mission to make finance simple, accessible and affordable for a billion Indians. Guided by a strong customer-first approach, we are building tech-first solutions that work at scale. Our offerings include a range of financial products and services across Loans, Insurance, Mutual Funds, Digital Gold and UPI.

About the Role

As a member of the Compliance Monitoring team at Navi, you will be the primary safeguard ensuring our products and core processes align with regulatory and internal standards. Your goal is to simplify complex regulations into clear, actionable monitoring plans and proactively identify gaps/streamline key processes. You will deep-dive into our systems to identify risks, track necessary improvements and ensure identified gaps are fully remediated.

Risk & Tech-Driven Compliance

• Map the Risk Landscape: Conduct compliance risk assessments across the business to understand our regulatory exposure. This gives us a clear picture of where the risks lie, helping us prioritize exactly where to focus our testing and attention.
• Build Automated Alerts: Leverage data analytics to build automated, near real-time alerts that track our compliance health and catch breaches instantly.

Deep-Dive Testing & Problem Solving

• Test and Strengthen Controls: Dive deep into our processes to test how well our controls work against internal policies and regulations.
• Find the Root Cause: Don't just treat the symptoms. Run deep root cause analysis (RCA) to find out exactly why gaps happen so we can stop them from repeating.
• Drive Permanent Fixes: Take charge of closing the gaps. Work directly with teams to gather proof and ensure every issue is fully and permanently resolved.

Teamwork, Delivery & Leadership

• Create High-Quality Documentation: Draft clear scoping memos, detailed testing workpapers, and insightful review reports that tell the true story of our risk posture.
• Partner with the Business: Work aggressively alongside business leaders to align goals, clear roadblocks, and get compliance tasks done right and on time.
• Manage Key Projects: Keep multiple important tasks moving forward with sharp attention to detail in a fast-paced, high-growth environment.

Key Requirements

• Background in testing, internal audit, finance, compliance or risk management function
• Strong analytical and problem-solving abilities, with the ability to perform under pressure
• Effective people management and communication skills to collaborate across teams
• Familiarity with SQL or data visualization tools (Tableau/PowerBI) for automated monitoring is a plus

About Navi

We are on a mission to make finance simple, accessible and affordable for a billion Indians. Guided by a strong customer-first approach, we are building tech-first solutions that work at scale. Our offerings include a range of financial products and services across Loans, Insurance, Mutual Funds, Digital Gold and UPI.

Founded by Sachin Bansal & Ankit Agarwal in 2018, we are one of India’s fastest-growing financial services organisations. But we’re just getting started!

Our Culture

At Navi, we’re a place where ambition meets opportunity and ideas turn into impact quickly. We empower people with high ownership from the start, encouraging them to solve meaningful problems and build with excellence. Teams here work in an environment that values speed, collaboration and craftsmanship, while celebrating learning, growth and shared wins along the way. Whether you’re shaping the future of fintech products or driving innovation behind the scenes, life at Navi means being part of a high-energy, talent-driven workplace where your contributions truly make a difference.

We’re guided by our own operating system - The Navi OS - a set of principles that shape how we work and win together. You can explore them at navi.com/our-values to see what drives us every day.

If this feels like you, Navi is the place to grow, thrive and make a real impact.