Audit Manager

Uniqus is seeking a seasoned professional at the Manager level to lead and manage client engagements focused on Internal Controls over Financial Reporting (ICOFR), Internal Financial Controls (IFC), and Sarbanes-Oxley (SOX) compliance. The ideal candidate will leverage strong expertise in risk and control assessments, process reviews, and controls testing, effectively managing teams and exceeding client expectations.

Key Responsibilities:

• Lead end-to-end ICOFR/SOX/IFC compliance programs for clients, including comprehensive scoping, detailed risk assessments, robust control design evaluation, and thorough testing.
• Conduct detailed walkthroughs, process documentation, and identification of control gaps in collaboration with key stakeholders.
• Review and validate control design and operating effectiveness testing documentation with precision and accuracy.
• Review and refine risk and control matrices (RCM), process narratives, and flowcharts.
• Coordinate seamlessly with external/internal auditors and client stakeholders to ensure the timely and efficient completion of engagements.
• Provide actionable and practical recommendations to strengthen clients' internal control environments and enhance their operational resilience.
• Stay continuously updated with evolving regulations and standards such as COSO, PCAOB guidelines, and Companies Act requirements (India).
• Coach and mentor junior team members, actively supporting their professional development and growth within the firm.
• Prepare and present clear, concise, and impactful reports and dashboards for senior management and audit committees.
• Contribute significantly to business development activities, including crafting compelling proposal writing and delivering impactful client presentations.

Required Qualifications and Skills:

• Education: Chartered Accountant (CA), MBA (Finance), CPA, or CIA preferred.
• Experience: 7-10 years of experience in SOX/IFC/ICOFR compliance, risk advisory, or internal audit.
• Strong knowledge of financial reporting processes, risk management principles, and control evaluation methodologies.
• Hands-on experience with the COSO Framework, SOX 404, and relevant regulatory requirements.
• Proficient in essential tools such as MS Excel, PowerPoint, and Visio; experience with GRC tools (e.g., Archer, SAP GRC, MetricStream) is a significant plus.
• Excellent communication, presentation, and stakeholder management skills, capable of influencing and negotiating effectively.
• Ability to work effectively under pressure and adeptly manage multiple projects concurrently across various geographies.

Preferred Attributes:

• Big 4 or consulting firm experience.
• Exposure to IT General Controls (ITGCs) and the automation of controls.
• Experience in sectors such as BFSI (Banking, Financial Services, and Insurance), IT/ITeS, Manufacturing, or Pharma.

Skills Required
Sox Compliance, coso framework , Internal Auditing, Risk Advisory, Ms Excel