Manager - Governance Risk & Compliance

Position Overview

We are seeking an experienced professional to join our Governance, Risk & Compliance (GRC) team as a Manager. The ideal candidate will bring 6–7 years of expertise in risk management, regulatory compliance, and internal controls within the NBFC sector. This role is pivotal in ensuring adherence to RBI guidelines, strengthening governance frameworks, and mitigating operational and financial risks.

Key Responsibilities-

· Regulatory Compliance

o Ensure compliance with RBI Master Directions, SEBI regulations, IRDAI and AML/KYC standards.

o Oversee timely submission of regulatory reports and filings.

o Track regulatory changes and update internal policies accordingly.

· Governance Frameworks

o Strengthen corporate governance practices and board-level reporting.

o Develop compliance dashboards and MIS for senior management.

o Drive a culture of compliance across business units.

· Audit & Controls

o Coordinate internal and external audits, ensuring closure of findings.

o Conduct control testing and gap analysis.

o Implement remediation plans for identified risks.

· Risk Management

o Develop and maintain ISO certification frame work requirements

o Conduct Internal controls testing and risk assessments across process along with the team

o Support in drafting responses and participating in assessments conducted by the Risk team

· Stakeholder Engagement

o Collaborate with cross-functional teams to embed compliance in operations.

o Develop awareness materials for internal employees, external vendors and customers

o Support in preparation of various management presentations

o Prepare working notes of circulars and advisories issued by the regulator

o Act as a liaison with regulators and auditors

o Experienced in regulatory submissions like Daksh portal

Qualifications

· Professional certifications from globally recognised bodies would be a value-add e.g (CISA, CISSP, CRISC, CISM, ISO Lead Implementation auditor etc).

· Knowledge of RBI NBFC guidelines, risk frameworks, and compliance processes

· Good analytical and communication skills.

Experience

· 6–7 years of progressive experience in Governance, Risk & Compliance within NBFCs or financial services.

· Hands-on experience in risk assessment, regulatory reporting, and audit management.

· Proven track record of managing compliance frameworks and regulatory inspections.

Key Attributes

· Integrity and ethical decision-making.

· Ability to influence and drive compliance culture.

· Problem-solving and critical thinking skills.

· Proficiency in compliance tools and risk management software.