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Surveillance Analyst

ConfidentialMumbai, India

9 days ago

Job description

We are looking Surveillance & Market Monitoring Specialist leading with financial service company.

Experience : 4 to 14 Years

Location : Mumbai

Industry : Capital Market, BFSI, Broking

Key Responsibilities

Market Tracking : Monitor trends across Equity, F&O, Currency, SLBM, IRF & Commodities to trigger timely surveillance actions.
Alert Handling : Review & validate alerts on spoofing, front running, insider trading, and other manipulations.
Pattern & Data Analysis : Identify suspicious behaviors via alerts and exception reports for deeper investigation.
Preliminary Investigations : Conduct initial transaction reviews and escalate irregularities.
Regulatory Liaison : Collaborate with regulators to draft / review SOPs, policies, and manuals.
System Proficiency : Operate internal surveillance platforms to close alerts efficiently.
Regulatory Compliance : Knowledge of SAST, PIT, PFUTP, PMLA, AML, FIU, LODR, ICDR rules applicable to MIIs.

Preferred Skills

Strong analytical, reporting, and presentation skills.

Data tools : Power BI, Tableau, Python, analytics.

Exposure to ML platforms (Kaggle, GitHub, Coursera).

Solid understanding of capital market regulations.

Experience in BFSI, broking, depositories, or clearing corporations.

Certifications (Mandatory) : NISM, Risk Management, Fraud Examiner.

Interested can share CV on [HIDDEN TEXT]

#Surveillance #Marketmonitoring #Tradesurveillance #Vigilance #MarketManipulation #InsidertTrading #TradingActivities #SuspiciousActivities #Indian stock markets #Equity

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Skills Required

Power Bi, Tableau, regulatory liaison, Regulatory Compliance

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Analyst • Mumbai, India