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Vahura
Compliance SpecialistVahura • Delhi, India, IN
Compliance Specialist

Compliance Specialist

Vahura • Delhi, India, IN
18 days ago
Job description
🔍 We're Hiring | Manager / Vice President – Compliance (SEC-Focused) | Delhi/Bengaluru/Mumbai We are partnering with a leading global venture capital firm to hire a senior Compliance professional. This is primarily a U.S. SEC compliance role with regional oversight across India and SEA, ideal for someone with deep investment adviser compliance experience. What You'll Be Doing ▸ Own the firm's SEC compliance program, code of ethics, personal trading, restricted lists, Pay-to-Play, and conflicts of interest ▸ Manage U.S. regulatory filings, Form ADV, Form D, BEA, and NFA affirmations ▸ Conduct annual compliance reviews, fee & expense testing, and email surveillance ▸ Respond to LP due diligence questionnaires and investor certifications ▸ Deliver compliance training across geographies ▸ Oversee AML, KYC, and sanctions screening ▸ Manage applicable India and SEA regulatory obligations What We're Looking For ▸ 8+ years in compliance with a PE/VC firm, hedge fund, or SEC-registered investment adviser ▸ Strong hands-on knowledge of the Investment Advisers Act of 1940, Pay-to-Play rules, Form ADV, and SEC examination preparedness ▸ Detail-oriented, self-starter with an ownership mindset and cross-border stakeholder management skills 📩Interested candidates may share their resume at kriti@vahura.com or vani@vahura.com for a detailed confidential discussion We truly appreciate your interest in this opportunity; however, given the high volume of applications, we may not be able to respond to everyone and will reach out to candidates whose experience most closely aligns with the role.
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Compliance Specialist • Delhi, India, IN

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