Senior Internal Auditor (NBFC)

About Company

A NBFC- with a government stake, primarily focused on funding operational infrastructure projects.

Job Description

· Conduct risk-based audits across various business units.

· Perform end-to-end review of the process / audit assigned under the supervision of Head of Internal Audit.

· Identify process design and operating gaps along with Root cause analysis of the observation.

· Support in the preparation of audit update deck for Audit committee.

· Executing audit in accordance with the audit plan approved by Audit committee.

· Well versed with applicable RBI, SEBI guidelines and other regulatory guidelines. Effectively engage with the process owners by having regular discussion during the audit to understand the processes, conduct walk-throughs, gather data information, execute audit checks and keep them apprised with preliminary observations.

· Perform thorough review of KYC related requirements as per regulatory guidelines.

· Report on the status of Internal control deficiencies and remediation efforts.

· Organise audit related documentation, including work papers, audit plans and testing templates.

· Design additional checkpoints to align with regulatory requirements and internal policies.

Follow up on audit recommendations to ensure timely and effective implementation.

Perform additional duties as assigned.

Skills Required
Root Cause Analysis, Process Audit