Principal Audit Manager - IB Ops

Principal Audit Manager - IB Ops

Position Overview

In Scope of Position based Promotions (INTERNAL only)

Job Title: Principal Audit Manager - IB Ops

Corporate Title: Director

Location: Bangalore, India

Role Description

• Group Audit serves as Deutsche Bank's independent `Third Line of defense`, proactively assisting the bank's business and infrastructure areas to identify control weaknesses. Comprising around 800 staff, our global connectivity provides a stimulating environment and the opportunity to collaborate, network and share knowledge with colleagues and specialists around the world.
• The Treasury audit team is responsible for the timely delivery of high-quality, value-added audit reports for a portfolio of IB Operations, which meet the requirements of the Deutsche Bank Board and of respective regulators.

What we'll offer you

As part of our flexible scheme, here are just some of the benefits that you'll enjoy,

• Best in class leave policy.
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above

Your key responsibilities

• Leads and takes responsibility for execution of day-to-day operational audit work and contribute to the delivery of audits related to Global Investment Banking Operations and Trade Settlements and Confirmations area.

• Plan audits e.g. documenting activity flows of the processes to be reviewed, identify risks and the key actual controls in place to mitigate the identified risks and attend meetings with internal stakeholders as and when required.

• Draft high quality audit reports for review by audit management, facilitate issue tracking, validate the closure of issues and approve closure of Important issues.

• Review and provide expert opinions on action plans provided by stakeholders, helping them develop robust remediation plans.

• Complete all assigned audit work in line with agreed budgets, including ad hoc projects and special investigations.

• Develops and maintains relationship with business stakeholders and represents audit functions at various fora

• Present complex and sensitive messages (such as audit issues) comprehensively, professionally and reduce complex topics to simple statements.

Your skills and experience

• Minimum 15 years of Audit / Business experience and an understanding of the risks and regulatory requirements in Investment Banking.

• A Bachelor degree (or equivalent) from an accredited college or university (or equivalent), or equivalent work experience.

• A professional/industry recognized Risk or Accounting professional qualification e.g. CPA, ACA, FRM, CIA would be an advantage.

• Audit experience preferred in public accounting or internal audit, focusing on Financial Services. Product understanding of Investment Banking products ( Fixed Income, Equities, Derivates, Credit Trading etc.). End-to-end understanding of trade lifecycle focussing on controls performed by Back-office and Middle office for Investment Banking Products.

• Good knowledge of auditing standards and concepts.

• Good communication skills - communicating with clarity, both orally and in writing, in a logical order and structured approach.

• Strong relationship management and influencing skills.

• Excellent planning and presentation skills.

• Fluent in English (written and verbal).

How we'll support you

• Training and development to help you excel in your career.
• Coaching and support from experts in your team.
• A culture of continuous learning to aid progression.
• A range of flexible benefits that you can tailor to suit your needs.

About us and our teams

Please visit our company website for further information:

We strive for a in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.

Skills Required
Investment Banking, Presentation, Financial Services, Regulatory Requirements, Planning, Communication, Relationship Management