(19 / 10 / 2025) Junior Associate

compliance-related administrative tasks

, including documentation, filing, and maintaining compliance registers.

• Provide assistance to the

Team Lead – Compliance

in managing day-to-day compliance activities and initiatives.

• Assist the

MLRO

in performing

Client KYC (Know Your Customer)

checks and due diligence in line with regulatory and internal standards.

• Perform

client onboarding and risk assessments

as assigned by the Compliance Officer and MLRO.

• Monitor and maintain compliance trackers, registers, and reporting logs (e.g., breaches, gifts, training, and conflict of interest registers).
• Assist in the

review and update of compliance policies and procedures

under the guidance of senior compliance staff.

• Support in the

collection, verification, and maintenance of client documentation

to ensure ongoing compliance.

• Assist in the preparation of

compliance reports

and internal / external regulatory submissions as required.

• Help with

screening activities

using AML / CFT monitoring systems and escalating potential hits to senior compliance officers.

• Support the team in

conducting internal compliance reviews, audits, and training sessions

• Stay informed about

regulatory updates, industry developments, and changes in compliance standards

• Carry out

any other tasks or projects

as assigned by the Compliance Officer and MLRO.

• Assist in

researching and summarizing regulatory updates, compliance requirements, and industry best practices

as assigned by the Team Lead – Compliance or by the MLRO.