WBO:CCMO-Initiative, Control, Compliance & DDP

Ouraward winning solutions portfolio includesour Privileged Access Management(PAM)solution along with Identity and Access Management(IAM), EndpointPrivilegeManagement(EPM),and Cloud overnance(CIEM)...Show more

Compliance Officer (REMOTE) – Law Firm | Dubai.We are seeking a detail-oriented and proactive.The role focuses on ensuring full compliance with applicable UAE regulations, AML/CTF requirements, and...Show more

Compliance with respect to Private and Listed Investments.Well versed with NBFC and AIF regulations.SEBI LODR/SAST/ PIT Compliance.Annual filing of the Companies and LLPs;.Preparation of Director’s...Show more

Associate Director / Director – Internal Audit – FS/Non-FS.Assurance had to do much more than keep the wheels turning; it is the engine that.Execute Internal Audit, Project Audit, Concurrent Audit,...Show more

Join us as a PBWM Controls Oversight COO at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence.You'll harness cutting-edge technology to revo...Show more

The key responsibilities include the following:.Support Business Group by assisting in providing detailed and accurate advisory services and implementation of effective control framework to ensure ...Show more

Compliance with respect to Private and Listed Investments.Well versed with NBFC and AIF regulations.SEBI LODR/SAST/ PIT Compliance.Annual filing of the Companies and LLPs;.Preparation of Director’s...Show more

AIF Compliances with respect to SEBI Regulations, Fund Structuring.Audit and Inspection, Corporate Governance matters etc.Please feel free to reach out to and for a confidential discussion.Show more

We are looking for a proactive and detail-oriented Associate to support Depository Participant (DP) Compliance for our retail broking operations.The role involves ensuring regulatory adherence acro...Show more

Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions.By connecting markets East & West, Nomura services the needs of individuals, i...Show more

Formulating Credit Policy and Operational Guidelines.Creating built-in mechanisms for adherence to the policy and highlighting any deviations that happen to concerned authorities at regular interva...Show more

SEBI compliance across PMS, AIF & Mutual Fund Distribution.Regulatory filings, audits & inspections.Review of investor docs, contracts & agreements.Advising business teams on regulatory frameworks ...Show more

Financial modelling, knowledge on deal structuring, financial analysis.Track performance of underlying assets (monthly / quarterly).Prepare monitoring reports for investment committee.Identify earl...Show more

CS and Compliance lead in Mumbai.AIF Compliances with respect to SEBI Regulations,.Fund Operations, Stakeholder Management, Audit and Inspection and Corporate Governance matters etc.CS qualificatio...Show more

Pinnacle Group is a leading workforce solutions provider that empowers organizations to achieve their business objectives through innovative workforce strategies.We specialize in optimizing conting...Show more

We are seeking a senior compliance professional to lead the compliance function at BDO India.The role involves overseeing firm-wide regulatory compliance, advising on risk mitigation, and working c...Show more

Pinnacle Group is a leading provider of workforce solutions and strategic services, enabling organizations to navigate complex global talent landscapes.With deep expertise in compliance, managed se...Show more

Job Title: Compliance Specialist.Kayana is one of the fastest-growing companies, empowering small and medium-sized businesses with cutting-edge technology to compete with larger enterprises in the ...Show more