Internal Control Unit Head- SOC 1- Fund Management Company - Mumbai

This is regarding opening with a leading Fund Management Company as a Head of Internal Control Unit

Designation : Head of Internal Control Unit

Experience : 20 years of experience in internal control, or audit functions, Strong understanding of capital market process & regulations

Education : CA or MBA

Location : Mumbai

Job Role :

• Design and implement internal control mechanisms with local and international regulatory frameworks.
• Fully responsible for the organisation to achieve third party approvals like SAS 70 (SOC1)with company policies and identify areas where risks may emerge.
• Proactively detect risks and design strategies to mitigate them.
• Develop and continually improve the company's risk management framework.
• Ensure that SOC 1 audits are conducted regularly, maintaining stringent controls over business operations.
• Guide and train staff on risk management and internal control processes.
• Lead regular internal audits across business units to ensure consistent adherence to policies and regulatory standards.
• Prepare comprehensive reports on internal control and risk management for senior management review.
• Help building the ICU team

If this excites you kindly mail me on shivani@thepremierconsultants.com

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