GBM - Public Dept-Bengaluru-Analyst-Operational Risk

Job Description

Team Overview :

GBM Supervisory Risk and Controls team is a First Line risk management function and manages business controls covering supervisory related risks arising from both Equities and Fixed Income Currency & Commodities (FICC) sales & trading activities, as well as pre-trade and post-trade controls for different regulatory obligations in the Global Banking & Markets (GBM) division. The team focuses on control design, implementation and enhancements to ensure risk in GBM is appropriately mitigated.

Roles And Responsibilities

• Design pre-trade and trade business controls for new regulatory implementation and tools supporting supervision framework.
• Support systematic pre-trade and post-trade control design, workflows and processes implementation with Engineering.
• Develop subject matter expertise on business controls and support coverage to effectively investigate and remediate business control issues that arise
• Build relationships with Sales / Trading, Engineering, Compliance, Legal and Operations globally to improve First Line control suite on an ongoing basis.
• Formulate, develop and document control requirements and logics.
• Contribute to strategic initiatives to streamline control design, workflows and processes across obligations
• Analyze data and trends and identify enhancements to existing controls to improve control effectiveness.
• Participate in cross-functional working groups, drive discussions of supervisory and control solutions, and achieve consensus.
• Train impacted Sales / Traders on controls tooling.

Basic Qualifications

Skills Required

Data blending, Alteryx, Power Bi, Tableau, Qlikview