Company Secretary & Legal

Job description

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Job Summary

We are looking for a highly experienced Company Secretary,

Legal & Compliance Head to oversee

all regulatory, legal, and corporate governance matters of

the company. This role will encompass

compliance with financial regulations (RBI, SEBI, IRDAI,

AMFI, RERA), corporate governance

under the Companies Act, litigation management, contract

negotiations, and IPO-related

processes. The candidate will serve as the bridge between

the company and regulatory

authorities, ensuring full adherence to laws governing DSAs,

corporate insurance agencies,

mutual fund distribution, and real estate brokerage.

Key Responsibilities

Corporate Secretarial & Governance :

Ensure compliance with the Companies Act, SEBI

regulations, and stock exchange listing

requirements (for IPO and post-IPO phases).

Organize and manage board meetings, general meetings, and

shareholder

communications.

Maintain statutory registers and handle filings with the

Registrar of Companies (ROC),

SEBI, and Stock Exchanges.

Ensure proper documentation of board resolutions, minutes,

and regulatory filings.

Assist in drafting annual reports, ensuring timely

disclosures and governance reporting.

Legal & Compliance Management :

Ensure the company’s compliance with RBI, SEBI, IRDAI,

AMFI, RERA, and other financial

and corporate regulations.

Stay updated on evolving laws and regulations impacting

DSAs, corporate insurance

agencies, mutual fund distributors, and real estate

brokerage.

Develop and implement risk mitigation strategies to

safeguard business operations.

Handle customer complaints, regulatory inquiries, and

insider trading compliance.

Act as the company’s primary liaison with legal

authorities, regulatory bodies, and

auditors.

IPO Management & Investor Relations :

Lead the IPO process, ensuring compliance with SEBI’s

disclosure requirements.

Coordinate with investment bankers, legal advisors, and

regulatory authorities for IPO

execution.

Prepare and manage pre-IPO and post-IPO documentation,

including draft prospectus

and regulatory filings.

Ensure accurate and timely corporate disclosures and

investor communications post

IPO.

Contract & Litigation Management :

Draft, review, and negotiate contracts related to loan

distribution, insurance, mutual

funds, and real estate brokerage.

Manage legal disputes, litigation, arbitration, and

regulatory hearings.

Represent the company in legal proceedings and coordinate

with external counsel when

required.

Team Leadership & Compliance Training :

Lead the legal and compliance department, ensuring

eAective coordination with all

business functions.

Conduct internal compliance training to educate employees

on legal, governance, and

regulatory matters.

Key Qualifications & Experience :

Company Secretary (CS) qualification with membership in

the Institute of Company

Secretaries of India (ICSI).

LLB / LLM is highly preferred.

Minimum 8-10 years of experience in corporate legal and

compliance roles, preferably in

inancial services,

NBFCs, insurance, mutual funds, or real estate brokerage.

Strong expertise in Companies Act, SEBI (LODR)

Regulations, RBI, IRDAI, AMFI, RERA, and

other regulatory frameworks.

Prior experience in IPO management, SEBI compliance, and

investor relations is highly

desirable.

Excellent contract negotiation, analytical, and risk

management skills.

Ability to manage multiple regulatory filings, corporate

governance matters, and litigation cases efficiently.

Interested candidates can call, mail or whatsapp over given email id or number-

Contact :