Senior Compliance Analyst

About Us :

MUFG Bank, Ltd. is Japan’s premier bank, with a global network spanning in more than 40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments, and individuals worldwide. MUFG Bank’s parent, Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history, the Group has about 120,000 employees and offers services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing. The Group aims to be the world’s most trusted financial group through close collaboration among our operating companies and flexibly respond to all the financial needs of our customers, serving society, and fostering shared and sustainable growth for a better world. MUFG’s shares trade on the Tokyo, Nagoya, and New York stock exchanges.

MUFG Global Service Private Limited :

Established in 2020, MUFG Global Service Private Limited (MGS) is 100% subsidiary of MUFG having offices in Bengaluru and Mumbai. MGS India has been set up as a Global Capability Centre / Centre of Excellence to provide support services across various functions such as IT, KYC / AML, Credit, Operations etc. to MUFG Bank offices globally. MGS India has plans to significantly ramp-up its growth over the next 18-24 months while servicing MUFG’s global network across Americas, EMEA and Asia Pacific.

Description :

The health and safety of our employees and candidates are very important to us. Due to the current situation related to the Novel Coronavirus (2019-nCoV), we’re leveraging our digital capabilities to ensure we can continue to recruit top talent at the MUFG Group. As your application progresses, you may be asked to use one of our digital tools to help you through your recruitment journey. If so, one of our Resourcing colleagues will explain how our video-interviewing technology will be used throughout the recruitment process and will be on hand to answer any questions you might have.

If you’re looking for a career where you can make a real impression, join MUFG and discover how valued you’ll be.

Department Overview :

About MGS – India

Established in 2020, MUFG Global Service (MGS) formerly known as MUFG Enterprise Solutions India Private Limited (MES India) is 100% subsidiary of MUFG Bank Ltd having offices in Bengaluru and Mumbai. MGS India has been set up as a Global Capability Centre / Centre of Excellence to provide support services across various functions such as IT, KYC / AML, Credit, Operations etc. to MUFG Bank offices globally. MGS India has plans to significantly ramp-up its growth over the next 18-24 months while servicing MUFG’s global network across Americas, EMEA and Asia Pacific.

The EMEA Surveillance Department sits within the MUFG Core Compliance Division. Through an established trade and communications surveillance program, EMEA Surveillance is responsible for preventing, monitoring, detecting and reporting suspicious trading activities, market and client misconduct, and other compliance breaches within MUFG EMEA's business environment. This department plays a critical role in safeguarding MUFG EMEA's assets, employees, clients and reputation by ensuring strict adherence to regulatory requirements, compliance standards and internal policies.

Whilst the department is based in London, supported by its Centre of Excellence in Bangalore, its remit spans across the EMEA region to deliver strategic surveillance solutions, including to MUFG offices in France, Netherlands, Germany, UAE and Qatar.

About the Role :

Position : Sr Analyst

Location : Bangalore, India

Legal Entity : MGS – India

Job Profile : Purpose of Role :

• Surveillance in EMEA Core Compliance is responsible for delivering a comprehensive and integrated trade and communications surveillance programme across MUFG Bank and MUFG UFJ Securities EMEA
• (MUSE) and affiliates related sales and trading operations.
• The main purpose of the role is to conduct Level 1 monitoring and surveillance of MUFG’s order and trading activities, applying MUFG’s systems, risk framework and standards applicable from time to time.
• You will be expected to contribute to the overall surveillance and monitoring framework by
• Applying experience as a surveillance officer to review all automated and manual alerts generated by trade surveillance systems across all asset classes.
• Assisting the MUFG- EMEA Level 2 team in surveillance-related tasks throughout the year, including the annual calibration review process on all trade surveillance alerts and controls.
• Working collaboratively with the Level 2 team, responding to all ad hoc queries and providing solutions in a timely manner.

Main Responsibilities :

These responsibilities include, but are not limited to providing support in conducting, the items listed below as per SOPs and may be amended from time to time :

documenting closure rationales and escalating to the Level 2 team if any concerns of suspicious activity arise.

confidentiality and adhering to standards and expectations applicable to outsourcing and offshoring arrangements.

Skills & Experience :

Education & professional qualifications :

The ideal candidate will demonstrate the following skills and attributes :