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Associate Director - Risk & Compliance Advisory

Conviction HR Private LimitedChennai, India

18 days ago

Job description

We are Hiring for the one leading global bank with a strong presence across Asia, Africa, and the Middle East, specializing in international banking, risk, and compliance

Location : Bangalore / Chennai

Years of experience : 10-15 Years

Role is based on advisory, implementation of risk & compliance for Financial Crime & Regulatory Framework changes with testing exposure!!

Governance & Policy Advisory :

Direct enterprise-wide governance and execution of FCRM, AML, and Anti-Fraud policies ensuring adherence to OCC, Fed, and global regulatory standards.
Advise senior executives on systemic control gaps, policy redesigns, and compliance strategies, enhancing regulatory compliance posture and board-level oversight.
Spearhead enterprise-wide compliance initiatives such as Required Absence for Sensitive Roles, embedding preventive controls and reducing insider fraud risk.

Independent Testing & Validation (1st / 2nd Line of Defense) :

Lead end-to-end reviews of FCC and business process controls, including design assessments and effectiveness testing.

Perform control testing, scoping, planning, re-performance, replay, and design evaluations to ensure robustness of AML / KYC / Sanctions controls.

Execute RCSA, Incremental Compliance Testing, Targeted Testing, and Issue Validation across business lines to identify control gaps.

Draft audit / review reports, propose corrective actions, and validate remediation plans to ensure compliance closure.

Risk & Compliance Oversight :

Oversee enterprise-wide RCSA programs across global business units, ensuring uniform risk coverage and early issue detection.

Standardize internal control frameworks, driving audit readiness and multi-jurisdictional compliance.

Provide advisory on screening, sanctions, KYC, and AML-related risks to strengthen business unit processes.

Inspect evidence, documentation, and audit trails to support compliance reviews and external audits.

Stakeholder & Project Management :

Partner with senior executives, regulators, and cross-functional teams to drive compliance strategies.

Manage regulatory interactions and internal audit examinations with consistently positive outcomes.

Deliver training, awareness programs, and compliance workshops across global operations.

(ref : iimjobs.com)

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Associate Compliance • Chennai, India