Trade Surveillance / Online Surveillance

This is regarding an opportunity of Trade Surveillance / Online Surveillance for a Financial Institution

Experience : 4+ Years

Location : Mumbai

Industry : BFSI, Broking, Capital Markets

Key Responsibilities :

• Track and supervise trends across Equity, F&O, Currency, Fixed Income & Commodities to initiate timely surveillance actions.
• Review alerts for potential market manipulation (spoofing, front running, insider trading, wash trades, layering, etc.) and validate authenticity.
• Process alerts, conduct initial reviews, and escalate suspicious transactions for further action.
• Investigate potential market irregularities and initiate appropriate escalations.
• Collaborate with internal stakeholders and regulators to draft / review policies, SOPs, and manuals for surveillance activities.
• Operate and conclude surveillance alerts using internal systems effectively.
• Apply knowledge of key capital market regulations (PIT, PFUTP, PMLA, AML, FIU, LODR, ICDR, etc.) and global surveillance best practices.

Interested can share CV on [HIDDEN TEXT]

#OnlineSurveillance #TradeSurveillance #MarketMonitoring #SurveillanceAlerts #MarketManipulation #InsiderTrading #OrderSpoofing #FrontRunning #PumpAndDump #TradingActivities #MarketIrregularities #SuspiciousActivities #MarketAbuse #CapitalMarkets #FinancialSurveillance #FraudDetection #TradeCompliance #MarketSurveillance

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Skills Required

Aml, insider trading , Capital Markets