Morningstar - Compliance Analyst
MorningstarNavi Mumbai, India8 days ago
Job descriptionMorningstar is seeking a Compliance Analyst based in Mumbai reporting to the Head of Conflicts of Interest, Global Controls based in Paris (France). The Compliance Analyst will support the Conflicts of Interest team in the management of the conflicts of interest program. The successful candidate will operate the conflicts of interest controls within the scope of the global conflicts of interest Compliance Analyst will be expected to : Support the implementation of operating procedures for the general operation of the global conflicts of interest compliance program. Monitor compliance with the firm's conflicts of interest policies, including securities trading, gifts & entertainment and escalate issues to management as necessary. Administer the firm's Conflicts Management System including the processing of transactions and holdings. Document and keep records of associated controls. Support the Compliance Department in creating reports to Senior Management on a monthly, quarterly and annual basis. Work with the Compliance Department to develop, maintain and deliver compliance training and other materials. Ability to work with a global team and interact with employees at various levels of an A minimum of 2 years' experience in compliance and / or regulatory analysis developed in Financial Services, Accounting or Legal professions. Prior experience with Control Room functions, including preclearance of employee trades and management and use of restricted lists, is a plus. Proficiency with Excel. Experience in implementation and monitoring adherence to corporate policies, procedures and other guidance documents. Ability to manage multiple projects concurrently in conjunction with the Compliance team. A team player with positive and proactive attitude. Strong organizational and communication skills (verbal and written). Excellent command over the English language essential (written and verbal).
The Team :
- Morningstar's Conflicts of Interest team is part of the Global Control function within the Compliance department and an integral part of the Compliance program that addresses how the firms manages conflicts of interests.
- The team has global scope with members based in Europe, Canada and India.
The Role :
(ref : iimjobs.com)
Create a job alert for this search
Compliance Analyst • Navi Mumbai, India
Related jobs
Certivo turns regulatory evidence into market access.Our AI, CORA, automates supplier outreach, data extraction, and rule checks, then assembles market-ready packets mapped to every product × site ...Show moreLast updated: 6 days ago
Certivo is an AI-first platform that assembles, validates, and keeps regulatory.We turn messy supplier documents into.You’ll be the company’s point of truth for.
Your work directly determines whethe...Show moreLast updated: 6 days ago 
- Promoted
Forward Deployed Analyst (Ex-IB / PE / HF / Buyside)
ArcanaThane, IN Forward-Deployed Analyst – Portfolio Intelligence.Arcana builds institutional-grade analytics for leading hedge funds and asset managers.
We’re hiring exceptional analysts to partner with portfolio ...Show moreLast updated: 30+ days ago
- Promoted
APM Data Integration Analyst
TribolaTech IncKalyan-Dombivli, IN Title - APM Data Integration Analyst.This role ensures data integrity, integration, and governance across the APM ecosystem.
The Data Integration Analyst will manage application metadata completenes...Show moreLast updated: 30+ days ago
- Promoted
GRC Analyst
DemandbaseThane, IN Demandbase is seeking a motivated and detail-oriented GRC Sr Analyst to support its global Governance, Risk, and Compliance program.
Reporting to the Senior Director of GRC, you’ll collaborate cross...Show moreLast updated: 16 days ago
- Promoted
Decimal Point Analytics - Investment Compliance Analyst
Decimal Point AnalyticsMumbai, India We are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team.The ideal candidate will have a strong understanding of investment instruments and the ability to inte...Show moreLast updated: 20 days ago
- Promoted
Data Privacy and Compliance Analyst
CimpressMumbai, India We are seeking a self-motivated compliance and data privacy analyst to support National Pen's & compliance and data privacy program.
We are looking for an individual familiar with.SOX ITGC complia...Show moreLast updated: 30+ days ago
- Promoted
Nippon Life India Asset Management - Risk Analyst - Alternative Investment Fund Business
Nippon Life India Asset Management LimitedMumbai, India Department : Risk Level 3 -Manager Purpose of the Job : To Monitor the Risk of AIF Business Key r...Show moreLast updated: 30+ days ago
- Promoted
Compliance Engineer - Sustainability Compliance (Remote)
CertivoMumbai, INRemote
- Promoted
Broking Operations & Compliance
Anand Rathi GroupMumbai, Maharashtra, India Anand Rathi Global Intermediaries Limited (Stock Broker).We are a SEBI-registered Trading Member and Self-Clearing Member with a focus on institutional broking, proprietary trading, and promoter gr...Show moreLast updated: 25 days ago
- Promoted
Compliance Engineer - Safety and Quality Compliance (Remote)
CertivoThane, INRemote
- Promoted
Investment Compliance Analyst
Decimal Point AnalyticsMumbai, India We are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team.The ideal candidate will have a strong understanding of investment instruments and the ability to ...Show moreLast updated: 26 days ago
- Promoted
Cash Management Analyst
QualityKiosk TechnologiesMumbai, Mumbai (district) QualityKiosk Technologies is one of the world's largest independent Quality Engineering (QE) providers and digital transformation enablers, helping companies build and manage applications for optim...Show moreLast updated: 2 days ago
- Promoted
QA Analyst – Capital Markets / Fintech
Akronintel Pvt LtdThane, IN Job Title : QA Analyst – Capital Markets / Fintech.Location - Multicity (Chennai, Bangalore, Mumbai, Pune).We are seeking a highly motivated.
The ideal candidate will have hands-on experience in.Coll...Show moreLast updated: 26 days ago
- Promoted
Compliance Manager
Evalueserve IndiaMumbai, Mumbai (district) Elevate Your Impact Through Innovation and Learning.Evalueserve is a global leader in delivering innovative and sustainable solutions to a diverse range of clients, including over 30% of Fortune 50...Show moreLast updated: 2 days ago
- Promoted
▷ Only 24h Left! Investment Compliance Analyst
Decimal Point AnalyticsMumbai, Maharashtra, India We are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team.The ideal candidate will have a strong understanding of investment instruments and the ability to inte...Show moreLast updated: 11 days ago
- Promoted
BDx - Compliance & Process Manager
BDx DatacentersNavi Mumbai, India OVERVIEW : BDx is Asias fastest-growing data center platform, delivering colocation, build-to-suit, managed services, and interconnection solutions fo...Show moreLast updated: 22 days ago
- Promoted
Practicesuite - Implementation Analyst
Practicesuite India Private LimitedNavi Mumbai, India Key Responsibilities : - Create new databases in PracticeSuite for healthcare providers (clients).Update, maintain, and ensure accuracy of CRM data.
Manage HubSpot ticketing syst...Show moreLast updated: 14 days ago
- Promoted
Data privacy and compliance analyst
CimpressMumbai, Maharashtra, India We are seeking a self-motivated compliance and data privacy analyst to support National.Pen's & compliance and data privacy program.
We are looking for an individual familiar with.SOX ITGC complianc...Show moreLast updated: 2 days ago
- Promoted
Artha Group - Head - Compliance - CS
Artha GroupMumbai, India About Artha Group : Artha Group is a performance-led investment house managing over 1,250 crores (USD 150M+) across five fund platforms including A...Show moreLast updated: 30+ days ago