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Pms Compliance Officer
Pms Compliance OfficerOptima • Republic Of India, IN
Pms Compliance Officer

Pms Compliance Officer

Optima • Republic Of India, IN
13 days ago
Job description

Company Description

At Optima.Ai, we're crafting intelligent wealth for the new India. We're not here to just digitalize wealth management. We're here to redefine what intelligent wealth feels like — calm, clear, and crafted from first principles

How are we different?

1) Intelligence

Institutional-grade AI and quantitative research — carefully crafted for human context

2) Personalization

Each portfolio is built from scratch — engineered to dynamically evolve with you

3) Experience

Your thoughts to our actions — a wealth experience so delightful it will help you sleep better

4) Safety

Unmatched transparency and security — well beyond just compliance requirements

Compensation Highlights

  • Top-of-market cash compensation
  • Free access to Stellar's employee-only investment fund
  • Health insurance

Role Description

We are recruiting for a versatile PMS Compliance Officer to ensure high standards of compliance and corporate governance :

  • Lead end-to-end compliance processes and liaising across SEBI, RoC, and other regulatory bodies, including for initial PMS license procurement
  • Proactively anticipate regulatory changes and adapt compliance processes ahead of formal announcements
  • Undertake the responsibilities of our designated company secretary
  • Coordinate closely with external CA, legal advisors, and internal stakeholders to uphold impeccable corporate governance
  • Manage internal financial operations
  • Preferred Background

  • Experience : 3+ years in compliance and operations for a SEBI-registered PMS, with a track record of successfully navigating regulatory audits
  • Education : Qualifications in CS (eligible to be the designated CS)
  • Versatility : Enthusiastic about proactively taking ownership of diverse responsibilities across compliance and operations
  • Bonus : Zero-to-one experience at fintech startups and interest in staying fluent in modern AI tools
  • Culture Code

    Fulfilment in your life's best work

    Special forces unit

    Talent density is critical — a lean team of exceptional operators moves faster and solves unstructured problems more effectively.

    First principles thinking

    Dare to make contrarian moves backed by first principles, and decide with clear intent because each release is a hypothesis.

    Progress over perfection

    We learn and iterate fast because we value compounding improvement more than immaculate beginnings.

    Craft as character

    What we build ends up building us, and reflects who we are, so treat excellence as a habit.

    Obsessed with client delight

  • There is no such thing as client error — only design error;
  • so cultivate deep empathy and respect worthy of the client's trust.

    Kindness (helpful) over niceness (pleasant)

    Say what people need to hear, not what they want to hear, and actively seek feedback.

    Own the outcome

  • We don't need heroes — we need people who don't wait for heroes;
  • use your freedom to actin Optima's best interest and keep moving.

    Contact

    Share your resume directly with us at talent@optima.ai .

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    Compliance Officer • Republic Of India, IN

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