Financial Crimes Compliance Lead

Bruc Bond is a global financial institution operating from Asia-Pacific and Europe. Our mission is to simplify corporate banking. We connect entity clients to a diverse network of partner banks and financial institutions, and manage their relationship seamlessly for the long term. We facilitate the opening of bank accounts and enable their ongoing management, via an extensive network of partner banks, a top-class open banking platform, and the highest quality of customer service.

We are looking for an experienced and enterprising AML / KYC Lead to join an international team of

experts in banking, compliance, and corporate account management to drive our growing operations.

Job description and responsibilities :

• Carrying out ongoing monitoring of business relations for compliance with the regulatory requirements and company’s policies, procedures and processes
• Taking overall charge of all AML / CFT matters within the organization
• Informing employees, officers and representatives promptly of regulatory changes
• Ensuring a speedy and appropriate reaction to any matter in which ML / TF is suspected
• Reporting of suspicious transactions to FIU-IND
• Advising and training employees, officers and representatives on developing and implementing internal policies, procedures and controls on Compliance, including AML / CFT
• Reporting to Senior Management on the outcome of reviews of the company’s compliance with the regulatory requirements and company’s policies and procedures Guidelines
• Reporting regularly on key AML / CFT risk management and control issues, and any necessary remedial actions, arising from audit, inspection and compliance reviews to the Senior Management
• Conduct client onboarding and ongoing due diligence, together with the Client Success
• Management team, including name screening and transactions monitoring, in compliance with the company procedures and regulatory requirements
• Preparing the internal and regulatory reports in a timely and accurate manner
• Conducting periodic Business and AML / CTF Risk Assessment
• Review and amend regularly Compliance policies, procedures, manual and working instructions
• Provide advice to the Client Success Management team regarding transactions documentation and clients’ ongoing monitoring
• Support the implementation and maintenance of Compliance systems
• Assist the Chief Risk Officer and business management in preparing documentation for new business licenses when applicable
• Conduct look-back and remediation activities when required
• Assist the Chief Risk Officer in preparing the documentation for various audits and regulatory inspections
• Prepare the training materials and deliver the regular Compliance trainings, including AML / CTF training
• Maintain the Compliance documents and records in line with the Company standards and procedures.

Requirements for performing the role effectively :