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Jainam - Deputy Manager - KYC

Jainam Broking LimitedTamil Nadu, India

13 days ago

Job description

Regulatory Compliance

Understand and Implement Regulations : Stay updated with local and international KYC regulations and guidelines.
Policy Development : Develop and update KYC policies and procedures in line with regulatory changes and best practices.

Customer Due Diligence

Client Onboarding : Oversee the KYC process for new clients, ensuring all required documentation is collected and verified.

Ongoing Monitoring : Implement systems for continuous monitoring of client transactions and behavior to detect suspicious activities.

Documentation and Verification

Document Collection : Ensure that all necessary identification and verification documents are collected from clients.

Verification Processes : Verify the authenticity of documents and information provided by clients using reliable and up-to-date sources.

Record Keeping : Maintain accurate and up-to-date records of all KYC-related documents and transactions for audit and compliance purposes.

Training and Awareness

Employee Training : Develop and deliver KYC and AML training programs for employees to ensure they understand regulatory requirements and internal procedures.

Risk Management

Risk Identification : Identify and assess potential risks related to client activities and transactions.

Escalation Procedures : Establish procedures for escalating potential issues or suspicious activities to higher management or regulatory bodies.

Technology and Tools

System Implementation : Oversee the implementation and maintenance of KYC-related software and tools.

Data Security : Ensure the security and confidentiality of client data in compliance with data protection regulations.

Technology Updates : Stay informed about technological advancements and updates that can enhance KYC processes and systems.

(ref : iimjobs.com)

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Deputy Manager • Tamil Nadu, India