Compliance SMEs for Regulatory Compliance in Alternative Investment Management

Req ID : 342777

NTT DATA strives to hire exceptional, innovative and passionate individuals who want to grow with us. If you want to be part of an inclusive, adaptable, and forward-thinking organization, apply now.

We are currently seeking a Compliance SMEs for Regulatory Compliance in Alternative Investment Management to join our team in Bangalore, Karnātaka (IN-KA), India (IN).

Jr. Business Consultant – Compliance SMEs for Regulatory Compliance in Alternative Investment Management : Work Location : Mumbai

Job Role : Jr. Business Consultant

Work Location : Mumbai

Experience : 3-6 years

About the Job : Responsible for ensuring compliance with SEBI (Alternative Investment Funds) regulations, and other applicable laws / regulatory requirements for category II AIFs.

The role involves monitoring funds operations, investor reporting, regulatory filings, and providing guidance to business teams on compliance matters

Key Responsibilities

• Compliance with all regulations pertaining to category II AIF at SEBI, in relation to investment and reporting from time to time to SEBI. Quarterly / time to time reporting keep the record for audit.
• Documentation and compliances of investee companies / investor's and keeping the record and compliance with investor and investee agreement of AIF CAT II.
• Reviewing of all marketing materials, quarterly / annual updates, all the communication to be sent to investors / SEBI.
• Drafting, vetting, negotiating, and finalizing AIF documents-PPMs / amendments to PPM, contribution agreements, side letters etc., in co-ordination with the fund legal counsel.
• Drafting / reviewing compliance manual and other policies for AIFs.
• Reviewing / Vetting all service-related agreements for AIFs, NDAs , engagement letters etc.,
• Maintenance of KYC of investors and time to time reporting about fund progress. Record keeping.
• Accounting, Taxation and related Compliance audit report.
• Review of Investment in periodic interval, risk analysis and reporting.
• Stay updated on relevant, regulations, guidelines from SEBI and other regulatory bodies affecting AIF CAT II.
• Take part in identifying, assessing and mitigating compliance risks associated with AIF CAT II.
• Provide regulatory input during fund structuring, product design and documentation.

Qualifications & Experience :

Desired Skillset

About NTT DATA

NTT DATA is a $30 billion trusted global innovator of business and technology services. We serve 75% of the Fortune Global 100 and are committed to helping clients innovate, optimize and transform for long term success. As a Global Top Employer, we have diverse experts in more than 50 countries and a robust partner ecosystem of established and start-up companies. Our services include business and technology consulting, data and artificial intelligence, industry solutions, as well as the development, implementation and management of applications, infrastructure and connectivity. We are one of the leading providers of digital and AI infrastructure in the world. NTT DATA is a part of NTT Group, which invests over $3.6 billion each year in R&D to help organizations and society move confidently and sustainably into the digital future. Visit us at us.nttdata.com

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Skills Required

investor reporting, regulatory filings