Company Name - Anand Rathi Global Intermediaries Limited (Stock Broker)
Company Overview
We are a SEBI-registered Trading Member and Self-Clearing Member with a focus on institutional broking, proprietary trading, and promoter group trading activities.
Role Overview
The Risk Manager leads the development, implementation, and oversight of risk management policies and daily surveillance in a prop and institutional desk environment. This individual will be responsible for real-time risk controls, regulatory margin management, exposure monitoring, and limit enforcement across all firm and group trading activities.
Key Responsibilities
- Develop and implement comprehensive risk management frameworks and processes for prop, institutional, and promoter trades
- Monitor exposures, P&L, and real-time risk across trading desks;
implement controls to ensure compliance with SEBI, Exchange, and internal policies
Oversee margin management, position limits, scrip profiling, and fund allocation in alignment with regulatory and internal risk normsPerform stress testing, scenario analysis, and risk analytics for large and complex positions / tradesSupervise surveillance of all client and group trades to detect anomalies, trigger alerts, and enforce action as per policyCollaborate with front office, compliance, and technology teams to ensure system readiness for risk capture and reportingConduct regular reviews of risk management systems, participate in audits, and enhance processes in line with best practicesEnsure timely regulatory and internal risk reporting;present key risk exposures and action plans to management
Train desk and ops teams in risk awareness, policy updates, and compliance practicesCandidate Requirements
Graduate / Postgraduate with 5–10 years’ experience in risk management for institutional / prop broking.Advanced understanding of capital market risk controls, margin management, position / limit monitoring, and risk reportingFamiliar with exchange systems (e.G., NMASS, OFS Portals), scrip / client profiling, and risk system toolsAnalytical with hands-on skills in scenario analysis, stress testing, and exposure surveillanceStrong regulatory knowledge : SEBI, NSE / BSE, clearing and settlement framework, internal controlsExcellent communication, technology acumen, and cross-team coordinationFRM / CFA / NISM series or equivalent risk certifications